Financial Services

Valuable Guidance

Numbers matter a whole lot in the finance sector, but they aren’t by far the only factor in your organization’s success. You also need to maintain compliance with an ever-evolving set of regulations, achieve profitability for your organization and any shareholders, closely monitor economic shifts, and provide relevant guidance to your boards and committees—all while protecting your organization from new risks and threats, such as cybercrime. Having an advisor who understands your challenges, knows your industry, and has the experience to provide wide-ranging insight can help you navigate these complexities and uncover opportunity.

Across the nation more than 1,200 finance organizations rely on us to help them maintain compliance and reduce risk while streamlining their operations, keeping them abreast of industry developments, and uncovering timely opportunities for growth. We offer a full breadth of tax, assurance, and consulting solutions that are customized to address your needs. Thanks to our industry expertise, we’re more like business consultants who happen to be accountants too.

Select a primary practice area to learn more about how we can serve your organization:


Asset Management & Broker-Dealers

Moss Adams helps more than 600 broker-dealers and alternative investment companies remain in compliance, adapt to changing regulations, and uncover opportunity by providing insight on tax-efficient structuring, planning, and operational efficiency.

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Registered investment advisors, institutional investors, and a wide range of fund types.
Self-clearing and fully disclosed broker-dealers, dually registered firms, and more.

Consumer & Specialty Finance

Moss Adams has the expertise and experience to deliver mission-critical insights to help you make the right decisions, right now. We recognize that helping you succeed means delivering solutions, not just services. And it means being business consultants who happen to be accountants. It’s a philosophy that guides us in everything we do.

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Independent mortgage companies and mortgage real estate investment trusts.
Leasing companies, debt buyers, consumer finance companies, money brokers, and more.
Those that design, develop, or implement financial technology products or services.

Financial Institutions

Financial institutions of all sizes face complex challenges, from implementing new rules arising from the Dodd-Frank Act to maintaining adequate IT security and often managing a compliance program with limited resources. Moss Adams has the expertise to help you navigate those challenges, reduce organizational risk, and take advantage of key opportunities for growth.

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From de novo banks to community banks and multibillion-dollar public institutions.
Federally and state-chartered credit unions of all sizes.

Financial Services Consulting

Few companies are as highly regulated as those in the financial services industry, and maintaining the financial health of your organization and its customers requires technical and regulatory expertise, sound judgment, and absolute vigilance. Our professionals, who work exclusively with clients in the financial services industry, work side-by-side with you to develop effective, practical solutions tailored to your organization.

Our services help financial institutions and financial services companies navigate a strict regulatory and competitive landscape with confidence.

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